Find the right Compliance Professional for your RIA
You do not have to figure out compliance by yourself. Our network of compliance consultants can help you develop/keep your compliance program on track and “Regulator Ready.” We can offer both technology and consulting solutions to help meet your unique compliance needs. Our consultants will host calls with you (typically monthly) to help you execute compliance tasks and answer all of your questions.
What we do
Let us help you find the right Compliance Consultant
We have built a nationwide network of compliance professionals: compliance consulting firms, compliance consultants, securities attorneys, and other subject matter experts in the financial services industry.
RIA Focus
We specialize in connecting knowledgeable experts who are focused on the Registered Investment Advisor space.
Compliance Network
Our compliance professionals are vetted, interviewed, and screened before introductions are made.
Simple to Complex
Use our compliance professionals to ask your questions, register your RIA, complete your tasks, or even be your outsourced CCO.
Our compliance consultants can flexibly service any size or type of investment advisor.
why we do it
We’ve been there and know compliance is not fun but necessary
Compliance can be overwhelming and confusing. Don't navigate your compliance needs alone. Let our seasoned compliance professionals help guide you, help train you, help you be “Regulator Ready”.
Our Process
Our screening process can help you focus on choosing the right fit
We screen each and every compliance consultant we work with, including both regulatory and employment background checks, to ensure your firm is getting the best fit to tackle your compliance needs.
Compliance ProfessionalS
We would love to talk to you about joining our network
The network of compliance professionals we put together is a group of seasoned compliance and legal professionals. Our average tenure in the industry is more than 15 years, and everyone has held the title of Chief Compliance Officer. If you want to learn more, please click the “Schedule A Call” button so we can learn more about you.
no preSSURE - Learn more about us
We do not sell fear, we connect through education and experiance
If you are interested in learning more about us and how we might be able to support you, click the “Find Your Compliance Match Today” button and provide us the basics about your compliance needs and we will get back to you promptly to begin a dialogue. We will never pressure you to join us, but let’s get on a call where we can talk about what you can do to improve your compliance program.
Support@riacompliancematch.com
(480) 999-2223
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